Skip to main content

Select the filing type and date range you wish to view from the drop-down menus below.

NASDAQIDYA
FormDescriptionDateFormat
EFFECTNotice from the SEC of registration effectivenessMay 23, 2019Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
CERTCERTMay 22, 2019Open CERT in HTML.Open CERT in DOC file.Open CERT in PDF file.Open CERT in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesMay 21, 2019Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
CORRESPCorrespondence from the Filer to the SECMay 20, 2019Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECMay 20, 2019Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesMay 17, 2019Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
8-A12BRegistration of certain classes of securities 12(b) of the Securities Exchange ActMay 17, 2019Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in HTML.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in DOC file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in PDF file.Open Registration of certain classes of securities 12(b) of the Securities Exchange Act in XLS file.
S-1/AAmended Registration statement for face-amount certificate companiesMay 13, 2019Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file.
CORRESPCorrespondence from the Filer to the SECMay 1, 2019Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
S-1Registration statement for face-amount certificate companiesApr 26, 2019Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file.
DRSLTRDRSLTRApr 15, 2019Open DRSLTR in HTML.Open DRSLTR in DOC file.Open DRSLTR in PDF file.Open DRSLTR in XLS file.
DRS/ADRS/AApr 13, 2019Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
UPLOADCorrespondence from the SEC to the FilerApr 10, 2019Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
DRSLTRDRSLTRApr 4, 2019Open DRSLTR in HTML.Open DRSLTR in DOC file.Open DRSLTR in PDF file.Open DRSLTR in XLS file.
DRS/ADRS/AApr 4, 2019Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRS/ADRS/AMar 15, 2019Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file.
DRSLTRDRSLTRMar 15, 2019Open DRSLTR in HTML.Open DRSLTR in DOC file.Open DRSLTR in PDF file.Open DRSLTR in XLS file.
DRSDRSJan 17, 2019Open DRS in HTML.Open DRS in DOC file.Open DRS in PDF file.Open DRS in XLS file.
1-25      26-50      51-68
Close Menu